EXTERNAL RISK MANAGEMENT

Risk is an inherent part of any accelerated returns plan. All investments, no matter how well managed, involve a modicum of risk. However, the risk is quantifiable both in absolute and relative terms. What does that mean? When a fund manager partners with a good adviser who has the expertise in risk management to understand the full picture and effectively mitigate potential loss, this can help fund managers to better choose and leverage opportunities, understand trade-offs, and assess the costs involved among different investment strategies and approaches.

Managing a fund has become more complex than ever before. The challenges with any investment decision are many and come with managing inherent risk. We help managers define risk parameters and allocate accordingly. We can partner with a top third-party risk management service that covers all aspects of risk management and evaluates all types of risk. We ensure full monitoring with a team of professional, reliable experts who come with a global perspective. Dominion Wealth Management identifies and applies itself to mitigate all types of operational, financial, idiosyncratic, compliance, legal exposure, and reputational risks.


RISK
MANAGEMENT

Dominion Wealth Management Risk Management Services Can Help Those Who:

  • Are not licensed, investment advisers
  • Delegate portfolio management to a licensed investment manager
  • Are a licensed investment manager
  • Need help managing AIFM compliance.
  • Are in need of independent risk management evaluations
  • Are in need of skilled and expert professionals with deep-rooted field/market experience
  • Are in need of state-of-the-art legal, compliance, and regulatory alerts
  • Don't have a robust internal HR department
  • Need supervision of operations such as central administration, transfer agency, autopayments, and depositary services
Incorporation & Establishment Services
Appoint you as an investment adviser and act as a portfolio manager.

Appoint you or an assigned delegate as an investment manager or as a lead Investment manager to oversee portfolio management and ensure compliance with the investment objective guidelines of the respective fund.
Valuation Services
We will assume responsibility for the valuation of the assets of each fund that is managed. Dominion Wealth Management will apply rigid standards and policies to ensure an effective and robust valuation governance process. Valuation of the assets will be performed on both a net asset value frequency basis and a transactional basis, both weekly and monthly.
Due diligence and oversight
Dominion Wealth Management will oversee all functions and processes relating to investment management, administration, and distribution functions for the fund.
Risk management
Dominion Wealth Management will conduct various risk management evaluations and reporting, which remain independent from its portfolio management services.